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The Series 65 exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the Series 65 test, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 65 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test.
The Economic Factors and Business Information section includes:
- Business cycle
- Auditor disclosures
- Systematic risk
- IRR
- SEC filings
The Investment Vehicle Characteristics section includes:
- Insured deposits
- Government agency bonds
- Bond premium
- Discounted cash flow
- Derivative securities
- Variable life insurance
The Client Investment Recommendations and Strategies section includes:
- Sole proprietorship
- Strategic asset allocation
- Volatility
- Qualified retirement plans
- Roles in trading securities
- Yield-to-maturity
The Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices section includes:
- Investment advisor
- Authority of the administrator
- Soft dollars
- Reverse churning
- BC/DR planning
...and much more!
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If you think you're ready for the Series 65 exam, test yourself using our Series 65 questions. Find out if you're prepared or if you need to head back to the flashcards for another review. Use our Series 65 practice test questions to make sure that you're not caught off guard on test day!
